Securities Litigation

Our firm handles state and federal securities litigation, shareholder suits, director and officer litigation, and arbitrations regarding investment advisors, financial planners, broker/dealers, registered representatives, public and private investment companies, and investors. The attorneys at Liles Gavin have litigated and arbitrated cases involving claims of fraud, churning, suitability, negligence, negligent supervision and other claims.

The securities litigation and arbitration process can be difficult to maneuver without experienced counsel and experts. As this area of law continues to evolve and new laws are contemplated with ever-increasing requirements and procedures, work in the securities field will require both discipline and in-depth knowledge of the law and the industries it regulates.